Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Kim is a financial advisor with Northwestern Mutual Investment Services, LLC. Jennifer Kim has been in the industry since 2010. Jennifer Kim is registered in California. Previously, Jennifer Kim worked at Goldman Sachs & Co. LLC, Mercer Allied Company, L.P., OppenheimerFunds Distributor, Inc., and Donaldson, Lufkin & Jenrette Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
02/07/2024 - Present
Northwestern Mutual Investment Services, LLC (LOS ANGELES CA)
GA
01/04/2021 - 04/06/2023
GOLDMAN SACHS & CO. LLC (ATLANTA GA)
GA
10/17/2018 - 01/04/2021
MERCER ALLIED COMPANY, L.P. (ATLANTA GA)
NY
01/28/2005 - 01/02/2008
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NJ
12/06/1996 - 11/13/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 11/07/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2021
Series 3 - National Commodity Futures Examination
BC
Issued 10/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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