Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Kao is a financial advisor with Wells Fargo Clearing Services, LLC. Jennifer has been working in the financial industry since September 28, 2003. Jennifer is registered in California with both a broker-dealer and investment advisor license. Jennifer has held previous positions with Morgan Stanley, Deutsche Bank Securities Inc., RBC Capital Markets Corporation, and Pruco Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/03/2012 - Present
Wells Fargo Clearing Services, LLC (PASADENA CA)
CA
09/16/2010 - 12/10/2012
MORGAN STANLEY (BEVERLY HILLS CA)
CA
06/03/2008 - 09/02/2010
DEUTSCHE BANK SECURITIES INC. (LOS ANGELES CA)
CA
08/25/2006 - 05/30/2008
RBC CAPITAL MARKETS CORPORATION (BEVERLY HILLS CA)
CA
09/12/2003 - 08/23/2006
PRUCO SECURITIES, LLC. (SHERMAN OAKS CA)
BOTH
Issued 09/22/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/11/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/10/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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