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Jennifer Joy Rommel

Baron Capital, Inc.

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About Jennifer Joy Rommel

Jennifer Rommel is a financial advisor with over 25 years of experience in the financial services industry. Jennifer is currently registered with Baron Capital, Inc. and holds a Series 7 and Series 63 license. Jennifer has previously worked with a variety of firms including Touchstone Securities, Inc., CNA Investor Services, Inc., Talbot Financial Services, Inc., Safeco Investment Services, Inc. and John Nuveen & Co., Incorporated.

Firm Information

Jennifer Rommel is currently registered with Baron Capital, Inc.. Baron Capital, Inc. is a Corporation that was formed on March 16, 1982. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have been approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jennifer Rommel’s Registration & Firm History

NY

09/22/2014 - Present

Baron Capital, Inc. (NEW YORK NY)

OH

01/10/2001 - 08/29/2014

TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)

NY

07/21/1999 - 11/20/2000

CNA INVESTOR SERVICES, INC. (NEW YORK NY)

NM

06/01/1999 - 06/18/1999

TALBOT FINANCIAL SERVICES, INC. (ALBUQUERQUE NM)

MA

02/19/1998 - 06/01/1999

SAFECO INVESTMENT SERVICES, INC. (BOSTON MA)

IL

02/07/1995 - 02/03/1998

JOHN NUVEEN & CO., INCORPORATED (CHICAGO IL)

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Licenses & Designations

BC

Issued 06/27/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/06/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jennifer Joy Rommel.
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