Unclaimed
Jennifer Rommel is a financial advisor with over 25 years of experience in the financial services industry. Jennifer is currently registered with Baron Capital, Inc. and holds a Series 7 and Series 63 license. Jennifer has previously worked with a variety of firms including Touchstone Securities, Inc., CNA Investor Services, Inc., Talbot Financial Services, Inc., Safeco Investment Services, Inc. and John Nuveen & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/22/2014 - Present
Baron Capital, Inc. (NEW YORK NY)
OH
01/10/2001 - 08/29/2014
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
NY
07/21/1999 - 11/20/2000
CNA INVESTOR SERVICES, INC. (NEW YORK NY)
NM
06/01/1999 - 06/18/1999
TALBOT FINANCIAL SERVICES, INC. (ALBUQUERQUE NM)
MA
02/19/1998 - 06/01/1999
SAFECO INVESTMENT SERVICES, INC. (BOSTON MA)
IL
02/07/1995 - 02/03/1998
JOHN NUVEEN & CO., INCORPORATED (CHICAGO IL)
BC
Issued 06/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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