Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Shields is a financial professional with over 20 years of experience in the financial services industry. Jennifer is currently registered with The Leaders Group, Inc. Jennifer holds Series 7, 24, 51, 63 and 66 securities licenses. Jennifer also holds a Series 65 license. Jennifer has a history of working with BlueRock Capital Markets LLC, Fifth Third Securities, Inc., NatCity Investments, Inc., Frontier Financial Consultants, Inc., ONB Investment Services, Inc., CUNA Brokerage Services, Inc. and InterSecurities, Inc.. Jennifer has extensive experience working in the states of Indiana, New York, Ohio, Colorado, Florida, Maryland, Iowa and Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/03/2020 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NY
11/04/2016 - 01/28/2020
BLUEROCK CAPITAL MARKETS LLC (NEW YORK NY)
IN
10/07/2004 - 10/17/2016
FIFTH THIRD SECURITIES, INC. (INDIANAPOLIS IN)
OH
01/16/2003 - 10/12/2004
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
MD
07/10/2001 - 12/11/2001
FRONTIER FINANCIAL CONSULTANTS, INC. (COLUMBIA MD)
IN
08/08/2000 - 06/25/2001
ONB INVESTMENT SERVICES, INC. (EVANSVILLE IN)
IA
06/23/1998 - 02/27/2000
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
FL
01/20/1998 - 06/15/1998
INTERSECURITIES, INC. (ST. PETERSBURG FL)
IA
04/18/1995 - 01/05/1998
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
BOTH
Issued 04/29/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/01/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/18/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Jennifer Shields is the right advisor for you? Invested Better is here to help.
