Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Winstel has been in the financial industry since 1993. Jennifer is currently registered with UBS Financial Services Inc. Jennifer has worked with a variety of financial firms in their career, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBC Capital Markets, LLC and Raymond James & Associates, Inc. Jennifer holds Series 7, 8, 9, 10, 63, 65 and SIE licenses. Jennifer is a financial advisor providing portfolio management for individuals and businesses, financial planning, pension consulting, publication of periodicals and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NC
01/09/2024 - Present
UBS Financial Services Inc. (CHARLOTTE NC)
NC
05/07/2013 - 01/09/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NY
03/09/2002 - 02/24/2012
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
10/29/2004 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
MA
04/26/1999 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
FL
08/15/1994 - 03/08/1999
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
01/20/1992 - 08/12/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/07/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/12/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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