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Jennifer J Stringer

Axos Clearing LLC

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About Jennifer J Stringer

Jennifer Stringer is a financial professional with over 30 years of experience in the financial services industry. Jennifer has worked at a variety of firms, including TD Ameritrade, Inc. and Apex Clearing Corporation. Jennifer is currently registered with Axos Clearing LLC and is located in Omaha, NE. Jennifer holds the Series 4, 7, 24, 63, 99TO and SIE licenses.

Firm Information

Jennifer Stringer is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jennifer Stringer’s Registration & Firm History

NE

02/16/2021 - Present

Axos Clearing LLC (Omaha NE)

TX

06/14/2012 - 02/02/2021

APEX CLEARING CORPORATION (DALLAS TX)

TX

03/09/2010 - 08/01/2012

PENSON FINANCIAL SERVICES, INC. (DALLAS TX)

NE

03/04/2009 - 03/03/2010

TD AMERITRADE CLEARING, INC. (BELLEVUE NE)

NE

04/22/2006 - 03/04/2009

TD AMERITRADE, INC. (BELLEVUE NE)

NE

06/27/2001 - 04/22/2006

AMERITRADE, INC. (BELLEVUE NE)

PA

01/20/1988 - 04/13/2000

FISERV SECURITIES, INC. (PHILADELPHIA PA)

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Licenses & Designations

BC

Issued 02/22/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/12/1989

Series 24 - General Securities Principal Examination

BC

Issued 02/08/1989

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/16/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jennifer J Stringer.
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