Unclaimed
Jennifer Hollis Farris is a financial advisor with Equitable Advisors, LLC. Jennifer has been working in the financial services industry since 2006. She is a registered representative in Alabama and has a Series 66, Series 7, Series 9, Series 10, Series 24, and SIE licenses. Jennifer has experience working with individuals, corporations, and charitable organizations. She offers financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
02/20/2013 - Present
Equitable Advisors, LLC (Trussville AL)
AL
10/11/2011 - 02/04/2013
LPL FINANCIAL LLC (TRUSSVILLE AL)
AL
12/08/2010 - 10/11/2011
UVEST FINANCIAL SERVICES GROUP, INC. (BIRMINGHAM AL)
AL
02/13/2007 - 11/11/2010
MORGAN KEEGAN & COMPANY, INC. (BIRMINGHAM AL)
AL
10/05/2006 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
BOTH
Issued 12/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/03/2013
Series 24 - General Securities Principal Examination
BC
Issued 09/30/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/26/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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