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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Graves is a financial advisor with UBS Financial Services Inc., with over 12 years of experience in the financial services industry. Jennifer is registered with FINRA and licensed in multiple states. She has a Series 7, 9, 10, 66, and 99TO license and is qualified to advise on a variety of financial products and services. Her previous experience includes roles at Wells Fargo Advisors, LLC, Wells Fargo Clearing Services, LLC, and LPL Financial LLC. Jennifer's expertise includes providing financial planning, portfolio management, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
01/12/2022 - Present
UBS Financial Services Inc. (FRESNO CA)
CA
03/02/2015 - 01/11/2022
WELLS FARGO CLEARING SERVICES, LLC (FRESNO CA)
CA
03/15/2013 - 03/18/2015
LPL FINANCIAL LLC (FRESNO CA)
CA
01/03/2011 - 03/15/2013
WELLS FARGO ADVISORS, LLC (FRESNO CA)
CA
06/21/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (FRESNO CA)
BOTH
Issued 03/25/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/29/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/23/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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