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Jennifer Fung-yi Hsui

Blackrock Investments, LLC

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About Jennifer Fung-yi Hsui

Jennifer Hsui is a financial professional with over 20 years of experience in the industry. Jennifer is currently registered with Blackrock Investments, LLC. Jennifer holds Series 3, 7, 63, 87 and SIE licenses. Previously, Jennifer worked at BLACKROCK EXECUTION SERVICES, RBC CAPITAL MARKETS CORPORATION, RBC DAIN RAUSCHER INC. and SALOMON SMITH BARNEY INC.

Firm Information

Jennifer Hsui is currently registered with Blackrock Investments, LLC. Blackrock Investments, LLC is a Limited Liability Company formed on October 21, 1994. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Blackrock Investments has been involved in one regulatory event and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jennifer Hsui’s Registration & Firm History

CA

08/05/2013 - Present

Blackrock Investments, LLC (SAN FRANCISCO CA)

CA

03/03/2006 - 08/05/2013

BLACKROCK EXECUTION SERVICES (SAN FRANCISCO CA)

NY

02/06/2004 - 02/03/2006

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

06/07/2002 - 02/06/2004

RBC DAIN RAUSCHER INC. (NEW YORK NY)

NY

08/02/2000 - 06/14/2002

SALOMON SMITH BARNEY INC. (NEW YORK NY)

MD

04/07/2000 - 06/15/2000

DB ALEX. BROWN LLC (BALTIMORE MD)

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Licenses & Designations

BC

Issued 04/18/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/04/2009

Series 3 - National Commodity Futures Examination

BC

Issued 12/15/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 04/06/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jennifer Fung-yi Hsui.
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