Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Duffy is a financial advisor with Raymond James & Associates, Inc. based in VIRGINIA BEACH, VA. Jennifer has been in the financial services industry since 1986. Jennifer is registered with FINRA and holds Series 6, 7, 31, and 63 licenses as well as the SIE. Jennifer also has a Series 65 license and is registered as an Investment Advisor Representative in Texas and Virginia. Jennifer has been a registered representative with Raymond James & Associates, Inc. since 2011. Prior to that, Jennifer worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, WHEAT, FIRST SECURITIES, INC., ISFA CORPORATION and FIRST INVESTORS CORPORATION. Jennifer is also a Board Member for a local charity called Together We Can Foundation/Smart Transitions. Jennifer specializes in providing financial advice to high net worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
10/27/2011 - Present
Raymond James & Associates, Inc. (VIRGINIA BEACH VA)
VA
12/21/1990 - 11/02/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (VIRGINIA BEACH VA)
NC
04/20/1989 - 11/26/1990
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NA
06/28/1988 - 04/03/1989
ISFA CORPORATION
NA
07/31/1986 - 06/06/1988
FIRST INVESTORS CORPORATION
IA
Issued 02/18/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
BC
Issued 07/30/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jennifer Duffy is the right advisor for you? Invested Better is here to help.
