Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Falco is a financial professional with over 10 years of experience in the securities industry. Jennifer is currently registered with HSBC Securities (USA) Inc., where she has been employed since October 2018. Jennifer holds the Series 63, Series 7, and SIE licenses. Jennifer is registered to provide investment advice in all 50 states and the District of Columbia. Prior to joining HSBC Securities (USA) Inc., Jennifer worked at Deutsche Bank Securities Inc. for one year.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
10/03/2018 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
09/28/2005 - 09/08/2006
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 10/11/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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