Unclaimed
Jennifer Elizabeth Mermel is a securities professional with over 25 years of experience in the financial industry. Jennifer is currently registered with Btig, LLC, and has held prior registrations with Spear, Leeds & Kellogg, L.P. and Sherwood Securities Corp. Jennifer holds the Series 63, 24, 99TO, 57TO, SIE, 55, and 7 licenses and is a registered representative in California, Delaware, Illinois, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/10/2003 - Present
Btig, LLC (New York NY)
NY
05/23/2003 - 11/12/2003
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NY
02/04/1999 - 07/30/2001
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NY
10/16/1995 - 02/16/1999
SHERWOOD SECURITIES CORP. (NEW YORK NY)
BC
Issued 01/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/13/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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