Unclaimed
Jennifer Carty Scola is a financial advisor at Carty & Company, Inc. Jennifer has been in the financial services industry since 1987. Jennifer is registered with FINRA and the state of Tennessee. Jennifer is also a registered principal in the state of Tennessee. Jennifer has passed the Series 3, 4, 7, 14, 24, 63, and 65 exams. Jennifer is located in Memphis, TN.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
08/20/1987 - Present
Carty & Company, Inc. (MEMPHIS TN)
IA
Issued 12/10/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/02/1990
Series 4 - Registered Options Principal Examination
BC
Issued 10/09/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1990
Series 3 - National Commodity Futures Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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