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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Cai is a financial advisor registered with Morgan Stanley. Jennifer is based in Menlo Park, California and has been in the financial services industry since January 29, 2002. Jennifer holds Series 63 and 65 licenses, as well as Series 7 and SIE licenses. Before joining Morgan Stanley, Jennifer was a financial advisor with RBC Capital Markets, LLC. Jennifer specializes in working with individuals, high-net-worth individuals, businesses, pension plans, insurance companies, investment companies, and charitable organizations. Jennifer provides financial planning, portfolio management, and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
11/08/2022 - Present
Morgan Stanley (Menlo Park CA)
CA
10/07/2019 - 10/11/2022
RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)
CA
05/14/2009 - 02/12/2019
RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)
CA
01/17/2003 - 06/09/2009
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
NJ
10/30/2001 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
05/07/2001 - 10/24/2001
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
IA
Issued 10/15/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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