Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Brockwell is a financial advisor with J.P. Morgan Institutional Investments Inc. based in New York, NY. Jennifer has been in the industry since 2002. Jennifer has a wide range of experience in the financial services industry, having worked with several firms. Jennifer holds Series 7, 6, 63, and 66 licenses as well as the SIE exam. Jennifer is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/08/2021 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
NY
01/28/2013 - 12/31/2020
MANNING & NAPIER INVESTOR SERVICES, INC. (FAIRPORT NY)
ME
08/21/2009 - 01/02/2013
RIDGEWORTH DISTRIBUTORS LLC (PORTLAND ME)
TX
04/18/2008 - 12/18/2008
GUARANTY BROKERAGE SERVICES, INC. (AUSTIN TX)
TX
03/16/2007 - 03/31/2008
ING FINANCIAL ADVISERS, LLC (ADDISON TX)
MA
06/22/2006 - 01/19/2007
NYLIFE DISTRIBUTORS LLC (WESTWOOD MA)
CT
10/02/2002 - 06/05/2006
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
NC
03/18/1997 - 03/10/1998
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 03/06/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/03/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2008
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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