Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Fagenson is a financial professional with over 20 years of experience in the industry. Jennifer is currently registered with Dash Financial Technologies LLC. Prior to joining Dash Financial Technologies LLC, Jennifer worked at CLEARPOOL EXECUTION SERVICES, LLC, WORLD-XECUTION STRATEGIES, BARCLAYS CAPITAL INC., LEHMAN BROTHERS INC., and VAN DER MOOLEN SPECIALISTS USA, LLC. Jennifer holds the Series 63, Series 24, Series 7, Series 55, Series 21, and Series 25 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
03/20/2019 - Present
Dash Financial Technologies LLC (Jersey City NJ)
NY
08/01/2014 - 01/04/2019
CLEARPOOL EXECUTION SERVICES, LLC (New York NY)
NY
08/01/2014 - 03/20/2015
WORLD-XECUTION STRATEGIES (NEW YORK NY)
NY
09/22/2008 - 06/27/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
12/17/2007 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
08/01/2000 - 01/08/2008
VAN DER MOOLEN SPECIALISTS USA, LLC (NEW YORK NY)
BC
Issued 11/07/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2014
Series 7 - General Securities Representative Examination
BC
Issued 07/19/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/20/2002
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 10/17/2000
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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