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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Bauer is a financial advisor registered with Raymond James & Associates, Inc. Jennifer has been in the industry since January 20, 2011. Jennifer holds both Broker-Dealer (BC) and Investment Adviser (IA) registrations. Jennifer is licensed in 50 states and has been registered with Raymond James & Associates, Inc. since February 2013. Before that, Jennifer was registered with MORGAN KEEGAN & COMPANY, INC. from March 24, 2011 to February 13, 2013 and UBS FINANCIAL SERVICES INC. from November 11, 2010 to January 12, 2011.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
02/13/2013 - Present
Raymond James & Associates, Inc. (LOUISVILLE KY)
KY
03/24/2011 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (LOUISVILLE KY)
KY
11/11/2010 - 01/12/2011
UBS FINANCIAL SERVICES INC. (LOUISVILLE KY)
BOTH
Issued 12/22/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/16/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/01/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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