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Jennifer Bari Roth

Neuberger Berman BD LLC

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About Jennifer Bari Roth

Jennifer Bari Roth is a financial advisor with Neuberger Berman BD LLC. Jennifer has been in the industry for over 23 years and has experience working with both individual and institutional clients. Jennifer has a strong track record of providing financial advice and helping clients reach their financial goals. Jennifer is a registered representative and investment advisor representative in multiple states. Jennifer holds the Series 7, Series 63 and Series 65 licenses, and has obtained the SIE designation. Jennifer has previous experience with Wachovia Securities, LLC, Prudential Securities Incorporated and Bear, Stearns & Co. Inc.

Firm Information

Jennifer Roth is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jennifer Roth’s Registration & Firm History

NY

06/28/2024 - Present

Neuberger Berman BD LLC (NEW YORK NY)

MO

07/01/2003 - 07/18/2005

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

08/02/2000 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

06/12/2000 - 08/03/2000

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 11/29/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/28/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/09/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jennifer Bari Roth.
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