Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Ashley Phan is a financial advisor with Axos Clearing LLC. Jennifer has been in the financial services industry for 2 years and is registered with the state of Colorado. Jennifer holds the Series 7, Series 66, and SIE licenses and has been registered with FINRA since 5/2/2023. Previously, Jennifer worked at LPL FINANCIAL LLC from 1/19/2022 to 5/9/2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
05/02/2023 - Present
Axos Clearing LLC (CENTENNIAL CO)
CO
01/19/2022 - 05/09/2023
LPL FINANCIAL LLC (DENVER CO)
BOTH
Issued 02/26/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/05/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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