Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Lanza is a financial advisor with UBS Financial Services Inc. Jennifer has been in the financial services industry since 1996 and has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Wachovia Securities, LLC, and Prudential Securities Incorporated. Jennifer holds Series 7, Series 63, and Series 66 licenses and has a SIE certification. Jennifer is registered to conduct business in several states including California, Florida, Illinois, Indiana, Maryland, Massachusetts, Michigan, Minnesota, Nevada, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Tennessee, Texas, Washington, and Wisconsin. Jennifer is registered to conduct business as an Investment Advisor in New Jersey, New York, and Texas. Jennifer's specialties include portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
01/04/2021 - Present
UBS Financial Services Inc. (MELVILLE NY)
NY
09/17/2010 - 01/06/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MELVILLE NY)
NY
06/01/2009 - 09/30/2010
MORGAN STANLEY SMITH BARNEY (GARDEN CITY NY)
NY
03/11/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (GARDEN CITY NY)
MO
07/01/2003 - 03/02/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
10/16/1996 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 5/19/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/5/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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