Unclaimed
Jennifer Walker is a financial professional with over 15 years of experience in the industry. Jennifer is a registered representative of Vanguard Marketing Corp. based in Charlotte, NC. Jennifer holds a Series 7, Series 3, Series 24 and Series 50 license and is registered in Maryland and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
12/15/2023 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
MD
09/06/2019 - 11/28/2022
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
PA
06/02/2017 - 07/25/2019
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
IL
04/04/2006 - 05/02/2017
UBS ASSET MANAGEMENT (US) INC. (CHICAGO IL)
BOTH
Issued 06/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/20/2019
Series 24 - General Securities Principal Examination
BC
Issued 07/29/2013
Series 30 - NFA Branch Manager Examination
BC
Issued 02/26/2024
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2012
Series 3 - National Commodity Futures Examination
BC
Issued 04/03/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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