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Jennifer Anne Walker

Vanguard Marketing Corp.

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About Jennifer Anne Walker

Jennifer Walker is a financial professional with over 15 years of experience in the industry. Jennifer is a registered representative of Vanguard Marketing Corp. based in Charlotte, NC. Jennifer holds a Series 7, Series 3, Series 24 and Series 50 license and is registered in Maryland and North Carolina.

Firm Information

Jennifer Walker is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jennifer Walker’s Registration & Firm History

NC

12/15/2023 - Present

Vanguard Marketing Corp. (CHARLOTTE NC)

MD

09/06/2019 - 11/28/2022

T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)

PA

06/02/2017 - 07/25/2019

DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)

IL

04/04/2006 - 05/02/2017

UBS ASSET MANAGEMENT (US) INC. (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 06/13/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/20/2019

Series 24 - General Securities Principal Examination

BC

Issued 07/29/2013

Series 30 - NFA Branch Manager Examination

BC

Issued 02/26/2024

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/2012

Series 3 - National Commodity Futures Examination

BC

Issued 04/03/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jennifer Anne Walker.
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