Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Anne Falter is a financial advisor with over 23 years of experience in the industry. Jennifer is currently registered with Wells Fargo Clearing Services, LLC and holds registrations in various states across the US. She has previously worked with firms such as Citigroup Global Markets Inc, Legg Mason Wood Walker, Incorporated, CUSO Financial Services, L.P. and Raymond James Financial Services, Inc. Jennifer holds the Series 6, 7, 31, and SIE licenses as well as the Uniform Combined State Law Examination. Jennifer specializes in providing investment consulting services to institutional clients, financial planning, pension consulting and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
03/25/2011 - Present
Wells Fargo Clearing Services, LLC (HUNT VALLEY MD)
MD
02/21/2006 - 03/09/2009
CITIGROUP GLOBAL MARKETS INC. (HUNT VALLEY MD)
MD
04/08/2004 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
CA
07/31/2001 - 03/15/2004
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
FL
01/11/2000 - 07/31/2001
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
BOTH
Issued 05/04/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2015
Series 31 - Futures Managed Funds Examination
BC
Issued 12/07/2004
Series 7 - General Securities Representative Examination
BC
Issued 01/10/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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