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Jennifer Ann Simpson

Sami Brokerage LLC

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About Jennifer Ann Simpson

Jennifer Ann Simpson is a financial professional with experience in the securities industry. Jennifer Simpson is a registered principal with Sami Brokerage LLC. Jennifer Simpson has a Series 28 (Introducing Broker/Dealer Financial Operations Principal Examination) and a Series 99 (Operations Professional Examination) licenses. Jennifer Simpson also holds the Securities Industry Essentials Examination (SIE). Jennifer Simpson has been in the industry since January 11, 2018.

Firm Information

Jennifer Simpson is currently registered with Sami Brokerage LLC. Sami Brokerage LLC is a Limited Liability Company formed in November 2018 and approved to operate in 18 states, including California, Connecticut, Delaware, Florida, Georgia, Illinois, Iowa, Kentucky, Minnesota, Mississippi, Nebraska, New York, Pennsylvania, Texas, Virginia, Wisconsin, and Wyoming. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jennifer Simpson’s Registration & Firm History

CT

01/12/2018 - Present

Sami Brokerage LLC (STAMFORD CT)

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Licenses & Designations

BC

Issued 08/12/2023

Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/12/2018

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jennifer Ann Simpson.
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