Unclaimed
Jennifer Ann Simpson is a financial professional with experience in the securities industry. Jennifer Simpson is a registered principal with Sami Brokerage LLC. Jennifer Simpson has a Series 28 (Introducing Broker/Dealer Financial Operations Principal Examination) and a Series 99 (Operations Professional Examination) licenses. Jennifer Simpson also holds the Securities Industry Essentials Examination (SIE). Jennifer Simpson has been in the industry since January 11, 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/12/2018 - Present
Sami Brokerage LLC (STAMFORD CT)
BC
Issued 08/12/2023
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2018
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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