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Jennifer Ann Ready

Cetera Advisors LLC

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About Jennifer Ann Ready

Jennifer Ready is a financial professional with over 20 years of experience in the industry. Jennifer is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, and Cetera Investment Services LLC. Jennifer is also registered with the state of Iowa. Prior to joining these firms, Jennifer worked at PROEQUITIES, INC. and PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC. Jennifer holds the Series 7, Series 24 and Series 63 licenses. Jennifer has also completed the Securities Industry Essentials Examination.

Firm Information

Jennifer Ready is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jennifer Ready’s Registration & Firm History

TX

08/20/2024 - Present

Cetera Advisors LLC (DALLAS TX)

IA

11/04/2015 - 09/30/2020

PROEQUITIES, INC. (DUBUQUE IA)

IA

12/06/2004 - 09/28/2015

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (DUBUQUE IA)

CT

02/13/2003 - 12/06/2004

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. (HARTFORD CT)

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Licenses & Designations

BC

Issued 04/28/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/29/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jennifer Ann Ready.
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