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Jennifer Ann Imler

Smbc Nikko Securities America, Inc.

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About Jennifer Ann Imler

Jennifer Ann Imler is a financial professional with over 10 years of experience in the industry. Jennifer has a strong background in securities and investment banking, having previously worked at Wells Fargo Securities, LLC and Wachovia Capital Markets, LLC. Jennifer is currently a registered representative with SMBC Nikko Securities America, Inc., specializing in various financial services. Jennifer holds several securities licenses, including Series 7, 24, 52, 63, 79TO, 99TO and SIE. Jennifer is licensed in all 50 states.

Firm Information

Jennifer Imler is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jennifer Imler’s Registration & Firm History

NC

01/09/2023 - Present

Smbc Nikko Securities America, Inc. (Charlotte NC)

NC

04/02/2015 - 01/12/2023

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

NC

10/18/2004 - 11/19/2007

WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 05/30/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/23/2015

Series 24 - General Securities Principal Examination

BC

Issued 02/24/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/02/2015

Series 7 - General Securities Representative Examination

BC

Issued 10/14/2004

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Jennifer Ann Imler.
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