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Jennifer Ann Caputo

Santander US Capital Markets LLC

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About Jennifer Ann Caputo

Jennifer Ann Caputo is a registered representative with Santander US Capital Markets LLC. Jennifer has been in the securities industry since December 7, 2000, and has held previous positions with Amherst Securities Group, L.P., Wachovia Securities, Inc., and FAS Wealth Management Services, Inc.. Jennifer has a Series 7, Series 24, Series 63, and Series 14 license and is registered in the state of Florida.

Firm Information

Jennifer Caputo is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jennifer Caputo’s Registration & Firm History

FL

10/14/2014 - Present

Santander US Capital Markets LLC (Ft Lauderdale FL)

FL

10/15/2002 - 10/14/2014

AMHERST SECURITIES GROUP, L.P. (BOCA RATON FL)

MO

08/23/2001 - 09/24/2002

WACHOVIA SECURITIES, INC. (ST. LOUIS MO)

FL

11/02/2000 - 04/02/2001

FAS WEALTH MANAGEMENT SERVICES, INC. (SARASOTA FL)

FL

08/31/1998 - 12/31/1998

FAS WEALTH MANAGEMENT SERVICES, INC. (SARASOTA FL)

FL

08/28/1998 - 08/31/1998

BILTMORE SECURITIES, INC. (FT. LAUDERDALE FL)

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Licenses & Designations

BC

Issued 10/22/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 11/20/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/27/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jennifer Ann Caputo.
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