Unclaimed
Jennifer Ann Caputo is a registered representative with Santander US Capital Markets LLC. Jennifer has been in the securities industry since December 7, 2000, and has held previous positions with Amherst Securities Group, L.P., Wachovia Securities, Inc., and FAS Wealth Management Services, Inc.. Jennifer has a Series 7, Series 24, Series 63, and Series 14 license and is registered in the state of Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
10/14/2014 - Present
Santander US Capital Markets LLC (Ft Lauderdale FL)
FL
10/15/2002 - 10/14/2014
AMHERST SECURITIES GROUP, L.P. (BOCA RATON FL)
MO
08/23/2001 - 09/24/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
FL
11/02/2000 - 04/02/2001
FAS WEALTH MANAGEMENT SERVICES, INC. (SARASOTA FL)
FL
08/31/1998 - 12/31/1998
FAS WEALTH MANAGEMENT SERVICES, INC. (SARASOTA FL)
FL
08/28/1998 - 08/31/1998
BILTMORE SECURITIES, INC. (FT. LAUDERDALE FL)
BC
Issued 10/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/20/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jennifer Caputo is the right advisor for you? Invested Better is here to help.