Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennifer? Claim Your ProfileJennifer Aites Guadiz is a financial advisor with over 20 years of experience in the industry. Jennifer is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since July 2010. Jennifer holds Series 7, 31, and 66 licenses, and the SIE exam. Prior to joining Wells Fargo Clearing Services, LLC, Jennifer worked at Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Morgan Stanley DW Inc., and American Express Financial Advisors Inc. Jennifer is registered in multiple states, including Florida, Rhode Island, Massachusetts, and more.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
07/10/2013 - Present
Wells Fargo Clearing Services, LLC (WORCESTER MA)
FL
06/01/2009 - 07/21/2010
MORGAN STANLEY SMITH BARNEY (FT. MYERS FL)
FL
07/05/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (FORT MYERS FL)
NY
08/21/2002 - 01/26/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
MN
08/20/1999 - 06/28/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/20/1999 - 06/28/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 02/20/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 08/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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