Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jennie? Claim Your ProfileJennie Liu is a securities professional with experience in the financial industry, having worked at Summit Securities Group LLC since January 2021. Jennie has also held previous positions at Clear Street Markets LLC, Volant Liquidity, LLC, and WTS Proprietary Trading Group LLC. Jennie holds the Series 7, Series 56, Series 57TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/06/2021 - Present
Summit Securities Group LLC (NEW YORK NY)
NY
08/01/2019 - 11/09/2020
CLEAR STREET MARKETS LLC (NEW YORK NY)
NY
06/15/2015 - 04/23/2019
VOLANT LIQUIDITY, LLC (New York NY)
NY
04/19/2013 - 12/04/2013
WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/01/2013
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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