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Jenkins Marshall

Cowen AND Co.

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About Jenkins Marshall

Jenkins Marshall is a financial professional with over 30 years of experience in the industry. Jenkins is currently registered with Cowen AND Co. and has held previous positions with firms such as Cowen Execution Services LLC, ITG INC, Knight Capital Americas LLC, and UBS Securities INC. Jenkins has a broad range of experience in the financial markets, including equities trading and securities sales. Jenkins holds licenses for a variety of products and has experience in both the broker-dealer and investment advisor industries.

Firm Information

Jenkins Marshall is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jenkins Marshall’s Registration & Firm History

CT

07/20/2017 - Present

Cowen AND Co. (Stamford CT)

NY

01/31/2019 - 07/21/2020

COWEN EXECUTION SERVICES LLC (NEW YORK NY)

NY

12/19/2016 - 12/31/2017

COWEN EXECUTION SERVICES LLC (NEW YORK NY)

NY

06/05/2013 - 12/07/2016

ITG INC. (NEW YORK NY)

NJ

07/02/2012 - 05/08/2013

KNIGHT CAPITAL AMERICAS LLC (JERSEY CITY NJ)

NJ

05/12/2004 - 07/02/2012

KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)

NY

06/23/1999 - 06/19/2003

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

04/12/1994 - 05/20/1999

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

06/30/1987 - 04/20/1994

UBS SECURITIES INC. (NEW YORK NY)

NA

10/10/1986 - 04/03/1987

WOOLCOTT & CO., INC.

NA

10/31/1985 - 07/24/1986

L. F. ROTHSCHILD, UNTERBERG, TOWBIN, INC.

NA

08/20/1985 - 11/21/1985

E. F. HUTTON & COMPANY INC

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Licenses & Designations

BC

Issued 11/12/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/28/1997

Series 24 - General Securities Principal Examination

BC

Issued 06/30/1997

Series 12 - NYSE Branch Manager Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/24/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/13/1994

Series 3 - National Commodity Futures Examination

BC

Issued 08/17/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jenkins Marshall.
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