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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jen? Claim Your ProfileJen Yung Lee is a registered investment advisor representative with Western International Securities, Inc. Jen has been in the financial services industry since 1994. Jen is registered to offer investment advisory services in California and Nevada. Jen holds Series 3, 7, 9, 10, 63 and 65 securities licenses. Jen has a background in providing financial planning, portfolio management, and pension consulting. Jen has worked with a variety of clients including individuals, corporations, and non-profit organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/01/2025 - Present
Western International Securities, Inc. (Pasadena CA)
CA
01/03/2011 - 08/03/2012
U.S. BANCORP INVESTMENTS, INC. (BREA CA)
CA
01/01/2005 - 01/05/2011
HSBC SECURITIES (USA) INC. (LOS ANGELES CA)
NY
09/19/2003 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
MN
05/16/2002 - 09/17/2003
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
MA
10/04/2001 - 10/24/2002
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
SC
05/01/2000 - 10/08/2001
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MN
09/01/1999 - 05/03/2000
BISYS BROKERAGE SERVICES, INC. (ST. CLOUD MN)
NY
08/04/1997 - 12/23/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/09/1997 - 04/14/1997
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
FL
01/15/1996 - 12/16/1996
MONEY CONCEPTS CAPITAL CORP (PALM BEACH GARDENS FL)
FL
03/22/1994 - 12/09/1994
MONEY CONCEPTS CAPITAL CORP (PALM BEACH GARDENS FL)
FL
08/20/1991 - 09/30/1992
MONEY CONCEPTS CAPITAL CORP (PALM BEACH GARDENS FL)
MN
03/20/1990 - 07/26/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/20/1990 - 07/26/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 03/14/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/10/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/01/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/1997
Series 3 - National Commodity Futures Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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