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Jeffry Scott Livingston

Regal Advisory Services, Inc.

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About Jeffry Scott Livingston

Jeffry Livingston is a financial professional with over 25 years of experience in the financial services industry. Jeffry has held various roles with leading firms such as Wells Fargo Advisors, LLC, A.G. Edwards & Sons, Inc., and First Union Securities, Inc. Currently, Jeffry is a Registered Representative and Investment Advisor Representative with Regal Advisory Services, Inc.

Firm Information

Jeffry Livingston is currently registered with Regal Advisory Services, Inc.. Regal Advisory Services, Inc. is an investment advisor based in GLENVIEW, IL. They offer a variety of services, including financial planning, educational seminars, selection of other advisors, and portfolio management for individuals and corporations. The firm manages approximately $108.8 million in assets for 284 clients, including high-net-worth individuals, corporations, and individuals other than high-net-worth. They have a team of 24 investment adviser representatives and 21 registered representatives.
Regal Advisory Services, Inc.

950 NORTH MILWAUKEE AVENUE

GLENVIEW, IL 60025-3771

$108.84M

Assets Under Management

1

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jeffry Livingston’s Registration & Firm History

IL

04/16/2014 - Present

Regal Advisory Services, Inc. (CHICAGO IL)

IL

08/01/2011 - 08/07/2012

BROKERSXPRESS LLC (CHICAGO IL)

IL

01/01/2008 - 08/01/2011

WELLS FARGO ADVISORS, LLC (CHICAGO IL)

IL

08/31/2001 - 01/03/2008

A. G. EDWARDS & SONS, INC. (CHICAGO IL)

MO

07/23/1997 - 09/13/2001

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

NY

02/24/1997 - 06/30/1997

GRUNTAL & CO., L.L.C. (NEW YORK NY)

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Licenses & Designations

IA

Issued 05/05/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/12/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/22/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 4 public disclosures for Jeffry Scott Livingston. Review regulatory record here.
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