Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffry? Claim Your ProfileJeffry Jay Phillips has been in the financial services industry since October 8, 1989. Jeffry Jay Phillips is currently registered with LPL Financial LLC. Jeffry Jay Phillips has passed the Series 63, Series 24, SIE and Series 7 exams. Jeffry Jay Phillips has over 27 years of experience in the securities industry. Jeffry Jay Phillips has a total of 25 approved state registrations, including Nebraska and Texas. Jeffry Jay Phillips also holds the designation of Certified Financial Planner. Jeffry Jay Phillips's areas of expertise include retirement planning, investment management, insurance, and estate planning. Jeffry Jay Phillips works with individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NE
04/20/2001 - Present
LPL Financial LLC (NORFOLK NE)
NY
06/22/1993 - 10/26/1995
WALL STREET INVESTOR SERVICES (NEW YORK NY)
AZ
11/10/1992 - 06/21/1993
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
MN
06/07/1990 - 11/17/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/07/1990 - 11/17/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
09/19/1989 - 05/17/1990
PIPER, JAFFRAY & HOPWOOD INCORPORATED (MINNEAPOLIS MN)
BC
Issued 10/02/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/10/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Jeffry Phillips is the right advisor for you? Invested Better is here to help.
