Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffry? Claim Your ProfileJeffry Mullins is a financial professional with over 20 years of experience in the industry. Jeffry is currently registered with Hilltop Securities Inc. and has been with the firm since December 2021. Prior to his role at Hilltop Securities Inc., Jeffry was associated with LOOP CAPITAL MARKETS LLC, THE OAK RIDGE FINANCIAL SERVICES GROUP, INC., CRT CAPITAL GROUP LLC, JEFFERIES & COMPANY, INC., RBS GREENWICH CAPITAL, BANC ONE CAPITAL MARKETS, INC., ROBERT W. BAIRD & CO. INCORPORATED and ELAN INVESTMENT SERVICES, INC. Jeffry is a Series 63, 66, 7, 24, and 79TO licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
12/06/2021 - Present
Hilltop Securities Inc. (DALLAS TX)
IL
01/09/2020 - 12/06/2021
LOOP CAPITAL MARKETS LLC (CHICAGO IL)
MN
05/02/2019 - 01/08/2020
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC. (GOLDEN VALLEY MN)
CT
10/18/2010 - 05/04/2015
CRT CAPITAL GROUP LLC (STAMFORD CT)
CT
04/28/2008 - 10/11/2010
JEFFERIES & COMPANY, INC. (STAMFORD CT)
CT
03/30/2004 - 12/06/2007
RBS GREENWICH CAPITAL (GREENWICH CT)
IL
02/07/2002 - 03/29/2004
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
WI
02/02/1997 - 02/13/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NJ
06/13/1996 - 01/27/1997
ELAN INVESTMENT SERVICES, INC. (MORRIS PLAINS NJ)
BOTH
Issued 05/09/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2011
Series 24 - General Securities Principal Examination
BC
Issued 09/09/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/02/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/04/2015
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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