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Jeffrey Wun lee Yee

Charles Schwab & CO., Inc.

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About Jeffrey Wun lee Yee

Jeffrey Yee is an investment advisor registered in Texas and is currently affiliated with Charles Schwab & CO., Inc. Prior to that, Jeffrey Yee was affiliated with TD AMERITRADE CLEARING, INC. and TD AMERITRADE, INC. in Texas, and with SCOTTRADE, INC. in Missouri. Jeffrey Yee has been in the industry for over 12 years, and has a wide range of experience in investment management and financial planning. Jeffrey Yee holds the Series 63, Series 7, Series 24, and SIE licenses.

Firm Information

Jeffrey Yee is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Jeffrey Yee’s Registration & Firm History

TX

02/02/2023 - Present

Charles Schwab & CO., Inc. (Westlake TX)

TX

11/15/2022 - 12/31/2023

TD AMERITRADE CLEARING, INC. (Westlake TX)

TX

09/22/2015 - 12/31/2023

TD AMERITRADE, INC. (Westlake TX)

TX

04/29/2018 - 01/22/2021

TD AMERITRADE CLEARING, INC. (Southlake TX)

MO

11/18/2010 - 09/18/2015

SCOTTRADE, INC. (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 12/22/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/21/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jeffrey Wun lee Yee.
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