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Jeffrey Winslow Smith

Aldwych Securities LLC

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About Jeffrey Winslow Smith

Jeffrey Winslow Smith is a financial advisor with over 40 years of experience in the industry. Currently, Jeffrey is registered with Aldwych Securities LLC, a firm headquartered in Stamford, CT. Jeffrey has held numerous positions at prominent financial institutions, including HSBC Securities (USA) Inc., Morgan Stanley & Co., Incorporated, and Dean Witter Reynolds Inc. Jeffrey holds the Series 7, Series 24, and Series 63 securities licenses, along with the Securities Industry Essentials (SIE) exam. Jeffrey is registered in Connecticut.

Firm Information

Jeffrey Smith is currently registered with Aldwych Securities LLC. Aldwych Securities LLC is a Limited Liability Company formed in 2012. The firm is registered with the Securities and Exchange Commission and is approved in Connecticut and New York.

Not reported

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Smith’s Registration & Firm History

CT

05/31/2018 - Present

Aldwych Securities LLC (STAMFORD CT)

NY

03/09/2017 - 05/14/2018

MARCO POLO SECURITIES INC. (NEW YORK NY)

NY

04/14/2016 - 04/07/2017

BRADLEY WOODS & CO. LTD. (NEW YORK NY)

NY

09/23/2010 - 04/01/2016

INTL FCSTONE FINANCIAL INC. (New York NY)

NY

11/05/2009 - 09/30/2010

PROVIDENT INTERNATIONAL SECURITIES, INC. (NEW YORK NY)

NY

01/05/2004 - 05/12/2008

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

04/02/1997 - 12/05/2003

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

06/04/1990 - 07/02/1997

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NY

11/25/1985 - 06/25/1990

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)

NA

03/29/1983 - 01/06/1986

SHEARSON LEHMAN BROTHERS INC.

NA

04/20/1983 - 06/27/1984

LEHMAN BROTHERS KUHN LOEB INCORPORATED

NA

02/24/1978 - 10/10/1983

DEAN WITTER REYNOLDS INC.

NA

10/26/1977 - 02/24/1978

DEAN WITTER & CO. INCORPORATED

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Licenses & Designations

BC

Issued 05/10/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/04/1997

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/1977

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Winslow Smith.
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