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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey William Wangard is a financial advisor who has been in the industry since 1984. Currently, Jeffrey is a registered representative with RBC Capital Markets, LLC, where Jeffrey provides services like portfolio management for individuals, financial planning, and pension consulting. In the past, Jeffrey has worked with several firms, including Wells Fargo Advisors Financial Network, LLC, Wachovia Securities, LLC, Principal Financial Securities, Inc., Prudential Securities Incorporated, and Piper, Jaffray & Hopwood Incorporated. Jeffrey is registered to provide investment advice in numerous states, and is also a licensed Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
09/17/2024 - Present
RBC Capital Markets, LLC (Delafield WI)
WI
08/11/2006 - 05/04/2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (DELAFIELD WI)
WI
05/11/1998 - 08/11/2006
WACHOVIA SECURITIES, LLC (WAUKESHA WI)
TX
01/04/1995 - 05/11/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NY
12/10/1991 - 01/20/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MN
06/03/1985 - 12/13/1991
PIPER, JAFFRAY & HOPWOOD INCORPORATED (MINNEAPOLIS MN)
NA
07/26/1984 - 06/13/1985
DEAN WITTER REYNOLDS INC.
IA
Issued 12/10/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1984
Series 5 - Interest Rate Options Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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