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Jeffrey William Senglaub

Independent Financial Group, LLC

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About Jeffrey William Senglaub

Jeffrey William Senglaub is a financial advisor with over 39 years of experience in the industry. Currently, Jeffrey William Senglaub is registered with Independent Financial Group, LLC. Prior to this, Jeffrey William Senglaub has worked with SAGEPOINT FINANCIAL, INC., AMERICAN GENERAL SECURITIES INCORPORATED, NEW ENGLAND SECURITIES, and CAPITAL FINANCIAL SERVICES, INC.. Jeffrey William Senglaub provides portfolio management for individuals and businesses, financial planning, pension consulting, and selection of other advisors. Jeffrey William Senglaub is also a registered investment advisor representative in Wisconsin and Texas.

Firm Information

Jeffrey Senglaub is currently registered with Independent Financial Group, LLC. Independent Financial Group, LLC is a limited liability company formed in July 2001 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $1 billion to $10 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pension plans. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Independent Financial Group, LLC

12671 HIGH BLUFF DR

SAN DIEGO, CA 92130

$6.75B

Assets Under Management

270

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jeffrey Senglaub’s Registration & Firm History

WI

05/19/2020 - Present

Independent Financial Group, LLC (DELAFIELD WI)

WI

10/31/2008 - 01/13/2020

SAGEPOINT FINANCIAL, INC. (DELAFIELD WI)

WI

08/28/1998 - 10/31/2008

AMERICAN GENERAL SECURITIES INCORPORATED (DELAFIELD WI)

NY

11/27/1992 - 08/13/1998

NEW ENGLAND SECURITIES (NEW YORK NY)

ND

01/28/1991 - 01/01/1993

CAPITAL FINANCIAL SERVICES, INC. (MINOT ND)

ND

04/02/1986 - 12/08/1990

CAPITAL FINANCIAL SERVICES, INC. (MINOT ND)

NA

07/01/1982 - 04/08/1986

CHARTER SECURITIES CORPORATION

NA

08/31/1981 - 02/26/1982

AFFILIATED INVESTMENT SECURITIES, INC.

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Licenses & Designations

IA

Issued 05/19/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/18/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/16/1992

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 12/02/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/26/1981

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 7 public disclosures for Jeffrey William Senglaub. Review regulatory record here.
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