Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey William Novak is a financial professional with over 15 years of experience in the industry. Jeffrey is currently registered with Empower Advisory Group, LLC as a Registered Representative and Investment Adviser Representative. Jeffrey has previously worked with Morgan Stanley, E*TRADE Securities LLC, TD Ameritrade, Inc., Fidelity Brokerage Services LLC, Smith Barney Shearson Inc., Lehman Brothers Inc., and E. F. Hutton & Company Inc. Jeffrey holds Series 3, 7, 63, 65, and 66 securities licenses. Jeffrey specializes in portfolio management for individuals, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
02/23/2024 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
UT
01/12/2023 - 08/14/2023
MORGAN STANLEY (Sandy UT)
UT
05/25/2016 - 08/14/2023
E*TRADE SECURITIES LLC (SANDY UT)
UT
03/11/2015 - 05/31/2016
TD AMERITRADE, INC. (DRAPER UT)
UT
07/01/2014 - 03/17/2015
E*TRADE SECURITIES LLC (SANDY UT)
UT
04/15/2013 - 03/04/2014
FIDELITY BROKERAGE SERVICES LLC (AMERICAN FORK UT)
NA
07/31/1993 - 09/16/1993
SMITH BARNEY SHEARSON INC.
NA
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC.
NA
09/22/1987 - 04/11/1988
E. F. HUTTON & COMPANY INC
BOTH
Issued 09/30/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/22/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/27/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2013
Series 7 - General Securities Representative Examination
BC
Issued 10/05/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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