Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Klein is a financial advisor registered with Charles Schwab & Co., Inc. in Cary, North Carolina. Jeffrey has over 26 years of experience in the financial services industry. Jeffrey holds the Series 7, Series 10, Series 9, Series 63 and Series 65 licenses. Prior to joining Charles Schwab & Co., Inc., Jeffrey was with Integrity Funds Distributor, LLC and Nationwide Investment Services Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NC
08/07/2023 - Present
Charles Schwab & CO., Inc. (Cary NC)
ND
07/21/2021 - 08/03/2023
INTEGRITY FUNDS DISTRIBUTOR, LLC (MINOT ND)
OH
04/11/2007 - 07/01/2021
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
CO
09/30/2003 - 03/19/2007
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CO
12/23/1998 - 07/03/2003
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CT
05/01/1996 - 11/03/1998
WOOD LOGAN ASSOCIATES, INC. (STAMFORD CT)
NA
07/06/1994 - 07/26/1994
SOUTH RICHMOND SECURITIES, INC.
IA
Issued 08/26/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/14/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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