Unclaimed
Jeffrey William Kernagis is a financial advisor with over 20 years of experience in the industry. Jeffrey has held positions at several firms including Invesco Distributors, Inc., Claymore Securities, Inc., Mid-States Investment Solutions LLC, ABN AMRO Incorporated, SDI Capital Markets, Inc. and Bear, Stearns & Co. Inc. Jeffrey is currently registered with Alps Distributors, Inc. and is licensed to provide financial advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/22/2022 - Present
Alps Distributors, Inc. (DENVER CO)
IL
10/25/2007 - 05/10/2021
INVESCO DISTRIBUTORS, INC. (DOWNERS GROVE IL)
IL
10/04/2005 - 10/04/2007
CLAYMORE SECURITIES, INC. (LISLE IL)
IL
03/04/2004 - 10/05/2005
MID-STATES INVESTMENT SOLUTIONS LLC (WARRENVILLE IL)
CT
09/12/2000 - 03/03/2003
ABN AMRO INCORPORATED (STAMFORD CT)
IL
04/13/1999 - 08/21/2000
SDI CAPITAL MARKETS, INC. (CHICAGO IL)
NY
04/13/1993 - 04/07/1994
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 05/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/1999
Series 7 - General Securities Representative Examination
BC
Issued 04/12/1993
Series 15 - Foreign Currency Options Examination
BC
Issued 07/11/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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