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Jeffrey William Kernagis

Alps Distributors, Inc.

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About Jeffrey William Kernagis

Jeffrey William Kernagis is a financial advisor with over 20 years of experience in the industry. Jeffrey has held positions at several firms including Invesco Distributors, Inc., Claymore Securities, Inc., Mid-States Investment Solutions LLC, ABN AMRO Incorporated, SDI Capital Markets, Inc. and Bear, Stearns & Co. Inc. Jeffrey is currently registered with Alps Distributors, Inc. and is licensed to provide financial advice in all 50 states.

Firm Information

Jeffrey Kernagis is currently registered with Alps Distributors, Inc.. Alps Distributors, Inc. is a Corporation that was formed on July 1, 1985. It is registered in 53 states and is also approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Kernagis’s Registration & Firm History

CO

04/22/2022 - Present

Alps Distributors, Inc. (DENVER CO)

IL

10/25/2007 - 05/10/2021

INVESCO DISTRIBUTORS, INC. (DOWNERS GROVE IL)

IL

10/04/2005 - 10/04/2007

CLAYMORE SECURITIES, INC. (LISLE IL)

IL

03/04/2004 - 10/05/2005

MID-STATES INVESTMENT SOLUTIONS LLC (WARRENVILLE IL)

CT

09/12/2000 - 03/03/2003

ABN AMRO INCORPORATED (STAMFORD CT)

IL

04/13/1999 - 08/21/2000

SDI CAPITAL MARKETS, INC. (CHICAGO IL)

NY

04/13/1993 - 04/07/1994

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/04/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/12/1999

Series 7 - General Securities Representative Examination

BC

Issued 04/12/1993

Series 15 - Foreign Currency Options Examination

BC

Issued 07/11/1989

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey William Kernagis.
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