Unclaimed
Jeffrey William Jaenicke is a securities professional with over 25 years of experience in the financial services industry. Jeffrey is currently registered with Mizuho Securities USA LLC, and previously worked at CREDIT SUISSE SECURITIES (USA) LLC and CSFP CAPITAL, INC. Jeffrey holds a variety of licenses, including Series 3, 7, 10, 24, 63, 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/17/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
10/19/1999 - 07/24/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
02/17/1998 - 11/03/1999
CSFP CAPITAL, INC. (NEW YORK NY)
BC
Issued 11/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/09/2004
Series 24 - General Securities Principal Examination
BC
Issued 07/31/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2008
Series 3 - National Commodity Futures Examination
BC
Issued 02/13/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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