Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Hale has been in the financial services industry since 1997. Jeffrey currently holds his Series 6, 26, 63, and SIE registrations and is a registered representative with The Leaders Group, Inc. Jeffrey has over 20 years of experience and has held previous positions at PROEQUITIES, INC., The Leaders Group, Inc., MML Distributors, LLC., LINCOLN FINANCIAL DISTRIBUTORS, INC., LINCOLN FINANCIAL ADVISORS CORPORATION, The Huntington Investment Company, Walnut Street Securities, Inc., Capital Analysts, Incorporated, MANEQUITY, INC., PRUCO SECURITIES CORPORATION, The Prudential Insurance Company of America, and First Investors Corporation. Jeffrey is currently registered in California and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
03/04/2022 - Present
THE Leaders Group, Inc. (LITTLETON CO)
AL
04/09/2014 - 04/07/2020
PROEQUITIES, INC. (BIRMINGHAM AL)
CO
01/23/2008 - 10/24/2012
THE LEADERS GROUP, INC. (LITTLETON CO)
MA
08/07/2002 - 04/28/2006
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
PA
12/31/2000 - 02/12/2002
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
IN
04/22/1999 - 12/31/2000
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
OH
03/13/1998 - 03/26/1999
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
CA
04/11/1997 - 05/21/1998
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
OH
04/19/1996 - 04/07/1997
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
MA
05/05/1992 - 04/23/1996
MANEQUITY, INC. (BOSTON MA)
NA
11/10/1988 - 02/22/1989
PRUCO SECURITIES CORPORATION
NA
11/10/1988 - 02/22/1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
NA
06/06/1988 - 10/17/1988
FIRST INVESTORS CORPORATION
BC
Issued 12/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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