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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Weston Gorman is a financial advisor with over 30 years of experience in the industry. Currently, Jeffrey is registered with LPL Financial LLC and holds Series 3, 6, 7, 24, 63 and 65 licenses. Jeffrey has a proven track record of success in providing financial guidance to individuals, families, businesses, and institutions. With a focus on personalized service, Jeffrey takes a comprehensive approach to financial planning, helping clients achieve their financial goals and secure their financial future.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
07/08/2021 - Present
LPL Financial LLC (MONTEREY CA)
CA
09/13/2004 - 06/23/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CARMEL CA)
NY
12/06/2002 - 09/13/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
10/14/1997 - 12/17/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
CA
07/15/1992 - 01/29/1997
GT GLOBAL, INC. (SAN FRANCISCO CA)
IA
Issued 12/22/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2003
Series 3 - National Commodity Futures Examination
BC
Issued 12/12/1997
Series 7 - General Securities Representative Examination
BC
Issued 07/13/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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