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Jeffrey Wayne Sweet

Pruco Securities, LLC

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About Jeffrey Wayne Sweet

Jeffrey Wayne Sweet is a financial professional with over 20 years of experience in the industry. Jeffrey is currently registered with Pruco Securities, LLC and has a Series 6, Series 63 and SIE license. Jeffrey has been registered with Pruco Securities, LLC since December 19, 2016. Previously, Jeffrey was registered with MSI Financial Services, Inc. and Metropolitan Life Insurance Company. Jeffrey specializes in working with high net worth individuals, corporations and individuals.

Firm Information

Jeffrey Sweet is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Jeffrey Sweet’s Registration & Firm History

TN

12/19/2016 - Present

Pruco Securities, LLC (Hendersonville TN)

TN

09/04/1996 - 12/31/2016

MSI FINANCIAL SERVICES, INC. (HENDERSONVILLE TN)

TN

09/04/1996 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (GOODLETSVILLE TN)

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Licenses & Designations

BC

Issued 03/06/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/03/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Jeffrey Wayne Sweet. Review regulatory record here.
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