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Jeffrey Wayne Sheley

Rosenblatt Securities Inc.

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About Jeffrey Wayne Sheley

Jeffrey Wayne Sheley is a registered representative with Rosenblatt Securities Inc. Jeffrey has been in the securities industry since 1993 and is currently registered in California, Florida, Minnesota, New York, Pennsylvania, and Texas. Jeffrey has passed the Series 63, Series 7, and SIE exams. Jeffrey has previously worked with Westpark Capital, Inc., Rosenblatt Securities Inc., Northland Securities, Inc., Thinkequity Partners LLC, and U.S. Bancorp Piper Jaffray Inc.

Firm Information

Jeffrey Sheley is currently registered with Rosenblatt Securities Inc.. Rosenblatt Securities Inc. is a corporation formed on August 29, 1979, with an approved status. They are registered with the Securities and Exchange Commission and in 17 states, including California, Colorado, Connecticut, Florida, Illinois, Maryland, Massachusetts, Minnesota, Missouri, New Jersey, New York, Ohio, Pennsylvania, South Carolina, Texas, Virginia, and Washington. They have reported 6 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Sheley’s Registration & Firm History

NY

06/17/2024 - Present

Rosenblatt Securities Inc. (NEW YORK NY)

CA

04/15/2021 - 07/22/2024

WESTPARK CAPITAL, INC. (LOS ANGELES CA)

NY

08/01/2016 - 04/01/2021

ROSENBLATT SECURITIES INC. (NEW YORK NY)

MN

01/08/2007 - 07/26/2016

NORTHLAND SECURITIES, INC. (MINNEAPOLIS MN)

CA

05/13/2002 - 04/20/2005

THINKEQUITY PARTNERS LLC (SAN FRANCISCO CA)

MN

02/04/1992 - 05/21/2002

U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 01/22/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/20/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jeffrey Wayne Sheley.
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