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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Wayne Carroll is a financial advisor with Robert W. Baird & Co. Inc. based in FORT WORTH, TX. Jeffrey has been in the industry since 1992. He is licensed to sell securities in Arkansas, California, Colorado, Florida, Illinois, Louisiana, North Carolina, Ohio, Oklahoma, Pennsylvania, Texas, Washington, and Wisconsin. Jeffrey is also a registered investment advisor in Oklahoma and Texas. Jeffrey Wayne Carroll has a diverse background in the financial industry, having worked with firms such as UBS FINANCIAL SERVICES INC., WACHOVIA SECURITIES, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC., and PAULSON INVESTMENT COMPANY, INC. Jeffrey's expertise includes providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
TX
02/27/2015 - Present
Robert W. Baird & Co. Inc. (FORT WORTH TX)
TX
05/28/2004 - 03/10/2015
UBS FINANCIAL SERVICES INC. (FT. WORTH TX)
MO
04/12/2001 - 06/07/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
07/02/1992 - 04/17/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
TX
04/14/1992 - 12/23/1992
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC. (EL PASO TX)
OR
03/04/1992 - 03/23/1992
PAULSON INVESTMENT COMPANY, INC. (PORTLAND OR)
BC
Issued 03/12/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 03/02/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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