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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Warren Farley is a financial advisor registered with Cambridge Investment Research Advisors, Inc. since 2012. Prior to that, Jeffrey was a registered representative with Sanders Morris Harris Inc. from 2000 to 2012. Jeffrey has been active in the industry since 1985. Jeffrey has a strong track record of success in the financial services industry. He specializes in providing financial planning and investment advice to individuals, families, and small businesses. Jeffrey is committed to helping his clients reach their financial goals. Jeffrey is a Certified Financial Planner and holds the Series 7, Series 24, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
04/02/2012 - Present
Cambridge Investment Research Advisors, Inc. (KATY TX)
TX
02/01/2000 - 04/02/2012
SANDERS MORRIS HARRIS INC. (KATY TX)
TX
06/07/1994 - 02/01/2000
HARRIS WEBB & GARRISON, INC. (HOUSTON TX)
MA
12/09/1991 - 06/22/1994
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
MO
09/04/1990 - 08/27/1991
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
07/17/1986 - 06/13/1991
KEMPER FINANCIAL SERVICES, INC.
NA
02/21/1989 - 09/04/1990
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
NA
11/16/1985 - 07/07/1986
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
NA
12/19/1984 - 05/21/1985
E. F. HUTTON & COMPANY INC
BC
Issued 01/10/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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