Unclaimed
Jeffrey Warren Arnold is a financial advisor with Edward Jones, a firm with a long history of serving individual investors. Jeffrey has been in the financial services industry since 2009 and is registered with the state of Missouri. He holds the Series 6, 7, 63 and 66 licenses as well as the SIE designation. Jeffrey has worked with a number of firms throughout his career, including AIG Capital Services, Inc., S2K Financial LLC, Highland Capital Funds Distributor, Inc., Nexbank Securities Inc, AXA Distributors, LLC, and Lincoln Financial Distributors, Inc. Jeffrey is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MO
06/24/2021 - Present
Edward Jones (WARRENTON MO)
NJ
06/04/2018 - 06/01/2021
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
FL
01/19/2017 - 11/27/2017
S2K FINANCIAL LLC (ORLANDO FL)
TX
06/01/2016 - 01/12/2017
HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC. (DALLAS TX)
TX
12/02/2015 - 06/08/2016
NEXBANK SECURITIES INC (DALLAS TX)
NC
02/10/2015 - 11/30/2015
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
PA
07/09/2009 - 07/14/2014
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
NJ
11/05/2007 - 04/23/2009
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
BOTH
Issued 06/23/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2016
Series 7 - General Securities Representative Examination
BC
Issued 11/03/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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