Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Stephens is a registered investment advisor with MMA Securities LLC in San Diego, CA. Jeffrey has over 35 years of experience in the financial industry. Jeffrey's background includes previous roles with Valmark Securities, Inc., Financial Telesis Inc, Arete Wealth Management, LLC, Private Consulting Group, Inc., NFP Securities, Inc., New England Securities and Penn Mutual Equity Services, Inc. Jeffrey is a Chartered Financial Consultant. Jeffrey specializes in working with clients of various types including Plan Participants, Pension and Profit Sharing Plans and State or Municipal Government Entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Advisory services to retirement plan participants
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Based on assets under advisement or per capita
1
2
CA
08/01/2018 - Present
MMA Securities LLC (San Diego CA)
CA
07/31/2014 - 08/01/2018
VALMARK SECURITIES, INC. (SAN FRANSCISO CA)
CA
03/01/2011 - 07/31/2014
FINANCIAL TELESIS INC (MORAGA CA)
CA
03/23/2009 - 03/03/2011
ARETE WEALTH MANAGEMENT, LLC (SAN RAFAEL CA)
CA
07/31/2006 - 03/19/2009
PRIVATE CONSULTING GROUP, INC. (SONOMA CA)
CA
08/06/1998 - 08/07/2006
NFP SECURITIES, INC. (SONOMA CA)
NY
05/13/1987 - 08/04/1998
NEW ENGLAND SECURITIES (NEW YORK NY)
NA
10/27/1983 - 05/07/1987
PENN MUTUAL EQUITY SERVICES, INC.
IA
Issued 11/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/12/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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