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Jeffrey Van horn

Northwestern Mutual Investment Services, LLC

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About Jeffrey Van horn

Jeffrey Van horn is a financial advisor with over 23 years of experience in the financial services industry. Jeffrey is currently registered with Northwestern Mutual Investment Services, LLC. Jeffrey has held previous roles at OTR GLOBAL TRADING LLC, TOPEKA CAPITAL MARKETS INC., JMP SECURITIES LLC, C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP), E*OFFERING, CRUTTENDEN ROTH INCORPORATED, SALOMON SMITH BARNEY INC., and OLDE DISCOUNT CORPORATION.

Firm Information

Jeffrey Van horn is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Jeffrey Van horn’s Registration & Firm History

IL

09/13/2019 - Present

Northwestern Mutual Investment Services, LLC (LOMBARD IL)

IL

08/01/2016 - 03/01/2019

OTR GLOBAL TRADING LLC (Naperville IL)

IL

05/06/2015 - 05/23/2016

TOPEKA CAPITAL MARKETS INC. (CHICAGO IL)

IL

05/20/2002 - 01/15/2015

JMP SECURITIES LLC (CHICAGO IL)

NY

11/10/2000 - 05/09/2002

C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP) (NEW YORK NY)

CA

04/06/1999 - 08/07/2000

E*OFFERING (SAN FRANCISCO CA)

CA

01/25/1999 - 03/17/1999

CRUTTENDEN ROTH INCORPORATED (NEWPORT BEACH CA)

NY

06/18/1998 - 01/21/1999

SALOMON SMITH BARNEY INC. (NEW YORK NY)

MI

09/20/1994 - 06/26/1998

OLDE DISCOUNT CORPORATION (DETROIT MI)

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Licenses & Designations

BC

Issued 10/12/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/30/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/19/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Van horn.
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